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Showing 41 to 50 of 4357 search results.
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Notice of Decision 2024: Lukey Cassette Boilers (UK) Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Warning Notice Statement 24/3 [pdf]
The FCA gave Woodford Investment Management Limited and Neil Woodford warning notices on 19 February 2024 proposing to take action in respect of the conduct summarised in this statement. -
Final Notice 2024: Link Fund Solutions Limited [pdf]
This Final Notice refers to a failure by Link Fund Solutions Limited to act with due skill, care and diligence in carrying out its role as Authorised Corporate Director of the Woodford Equity Income Fund. We imposed a requirement to pay restitution -
Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2024: Andrew Taylor [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Hydrow Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: M&M McKeefry [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Caroline Drew [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Pearsons of Duns Limited [pdf]
This Notice of Decisions refers to a failure to carry on a regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Mr Scooter Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.